Chief Compliance Officer & Director, Risk & Operations
Sebastian Granzo is Chief Compliance Officer and Director of Risk and Operations at Shepherd Kaplan, and manages the operational risk management functions of the Firm. At Shepherd Kaplan his responsibilities include managerial oversight of the Analytics and Operations teams as well as data management and integrity, training of staff across the organization, workflow management, resource allocation for current and future projects, and development of control processes and procedures. Sebastian is also involved with the development, testing and implementation of new system features or enhancements that relate to the operational portion of the business. Sebastian has more than 11 years of experience in the financial services industry, with a focus on operations and regulatory compliance. Previously, he led audit oversight responsibility at the retail banking arm of JPMorgan & Chase, Co., and was the lead auditor for more than 150 audits of the bank’s financial centers. Sebastian received his degree in International Management from Manhattanville College. Sebastian is fluent in three languages: English, Spanish, and Italian; and enjoys spending his free time traveling.